Online Training | 800‑258‑3837
Back to Course List

Insider Trading: It's Not Worth The Risk

Preview video
Preview Video
Course Format
Video on Demand  Video On Demand
Product ID
tabcitin_vod
Training Time ?
7 to 17 minutes
Language(s)
English
Video Format
High Definition
Required Plugins
None
Number of Lessons
6
Quiz Questions
10
Closed Captioning
Question Feedback
Wrong Answer Remediation
Lesson Bookmarking
Downloadable Resources
Interactive Producer
Mastery Training Content Network
Original Content Producer
TrainingABC
Overview

As an employee of your organization, particularly in the corporate world, you have what is coined a fiduciary responsibility. It means you have a legal and ethical responsibility to your investors. The Securities and Exchange Commission (SEC) exists to ensure fair and ethical trading practices and standards are maintained with publicly traded companies. When someone uses privileged information for personal financial gain, or for the financial gain of others, it is considered insider trading.

The course explains insider trading, what it is, the illegal and legal nature of it, examples of illegal insider trading, and the incredibly serious consequences it can elicit. This course also provides examples of who can be prosecuted for illegal insider trading.

Utilize this course to engage employees about insider trading and the negative impacts it can have on individual and an organization.

Video on Demand   This course is in the Video On Demand format, to read about Video On Demand features click here.

  • Install on any SCORM LMS
  • Full-screen video presentation
  • Print certificate and wallet card
  • You have 60 days to complete the course
Workplaces
Audience

All employees

Topics
The course presents the following topical areas:
  • Overview
  • Who Will Be Prosecuted?
  • Illegal Insider Trading
  • Legal Insider Trading
  • Consequences
  • Protecting Yourself

© Mastery Technologies, Inc.